FINRA Fines Next Financial Group For Non-Traded REIT Investment Sales Read More »
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Wednesday, January 1, 2020
FINRA Fines Next Financial Group For Non-Traded REIT Investment Sales
NEXT Financial Group, Inc. (“NEXT” or NFG”) is a broker-dealer registered with Financial Industry Regulatory Authority (FINRA), based in Houston, TX. The firm conducts business in the state of Massachusetts, and was recently fined $150,000 by the State of Massachusetts Securities Division over unsuitable sales and failure to supervise non-traded real estate investment trust (REIT) …
from
https://alphabetastock.com/2020/01/02/next-financial-group-fined-by-finra-for-non-traded-reit-investment-sales/
from
https://alphabetastock.com/2020/01/02/next-financial-group-fined-by-finra-for-non-traded-reit-investment-sales/
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