Tuesday, April 21, 2020

Merrill Lynch Financial Advisor Charged By SEC

The Securities and Exchange Commission (SEC) has charged Phillip Conley, a West Virginia-based former registered representative with Merrill Lynch, with conducting fraudulent securities offerings where he defrauded $5.2 million from 20 or more investors. The …


from
https://alphabetastock.com/2020/04/21/merrill-lynch-financial-advisor-charged-by-sec/

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