Wednesday, April 29, 2020

NEXT Financial Group Advisor BARRED – Puerto Rico Bond Investor Notice

A NEXT Financial Group financial advisor was recently barred by FINRA and one of the FINRA Brokercheck customer disputes included allegations of unsuitable recommendations including concentration issues in Puerto Rico bonds  The Financial Regulatory Authority …


from
https://alphabetastock.com/2020/04/29/next-financial-group-advisor-barred-puerto-rico-bond-investor-notice/

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