UBS Stockbroker Under Fire For Yield Enhancement Strategy (YES) Sales Read More »
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https://alphabetastock.com/2020/09/25/ubs-stockbroker-under-fire-for-yield-enhancement-strategy-yes-sales/
Friday, September 25, 2020
UBS Stockbroker Under Fire For Yield Enhancement Strategy (YES) Sales
Former UBS broker Frederick Maximillian Kort is facing allegations of making unsuitable investment recommendations to his customer and not fully disclosing the risks involved. Having been fired from UBS in 2018, Kort remains registered as an investment advisor with IHT Wealth Management, however, BrokerCheck records …
from
https://alphabetastock.com/2020/09/25/ubs-stockbroker-under-fire-for-yield-enhancement-strategy-yes-sales/
from
https://alphabetastock.com/2020/09/25/ubs-stockbroker-under-fire-for-yield-enhancement-strategy-yes-sales/
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